3 Polybius, Thucydides, and the First Punic War (2024)

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Imperialism, Cultural Politics, and Polybius

Christopher Smith (ed.), Liv Mariah Yarrow (ed.)

https://doi-org.libproxy.ucl.ac.uk/10.1093/acprof:oso/9780199600755.001.0001

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2012

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9780191738791

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9780199600755

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Imperialism, Cultural Politics, and Polybius

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Tim Rood

Tim Rood

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https://doi-org.libproxy.ucl.ac.uk/10.1093/acprof:oso/9780199600755.003.0004

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Rood, Tim, '3 Polybius, Thucydides, and the First Punic War', in Christopher Smith, and Liv Mariah Yarrow (eds), Imperialism, Cultural Politics, and Polybius (Oxford, 2012; online edn, Oxford Academic, 24 May 2012), https://doi-org.libproxy.ucl.ac.uk/10.1093/acprof:oso/9780199600755.003.0004, accessed 19 May 2024.

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Abstract

This chapter argues that Polybius engaged with Thucydides in a far more extensive and suggestive way than has been appreciated. It focuses on a particularly rich set of correspondences between two sections of Polybius (his account of the First Punic War and his analysis of the Roman constitution) and two sections of Thucydides (his analysis of the causes of the Peloponnesian War and his account of Athens' doomed invasion of Sicily). It also argues that Polybius picks up Thucydides' broader depiction (in both speech and narrative) of the Athenian and Spartan characters. By exploring these various intertexts, the chapter offers a new way of understanding Polybius' portrayal of Roman expansionism. It suggests that the links discussed are not mere literary ornaments but part of a deeper historiographical patterning of great expeditions which encourages readers to reflect on shifting patterns in space and time, especially with regard to the role of Sicily.

Keywords: Polybius, Thucydides, First Punic War, Greek historiography, intertextuality, Roman imperialism

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Classical Literature Classical History Classical Historiography

Collection: Oxford Scholarship Online

Ineluctable suffering and exhilaration are both there. So they should be in dealing with Herodotus, for they are the reciprocal elements of passion, without which there is nothing human and certainly not much ancient history of any real value. But which one first? If I have put suffering first, you might think it is because of these last two weeks, or because I spend too much time reading Polybius or Thucydides…

Peter Derow, January 19911

Polybius is often seen as standing in a rather paradoxical relationship with Thucydides. On the one hand, he is widely thought to have modelled his ‘pragmatic’ style of historiography on Thucydides: both historians expressed a preference for utility over pleasure and paid particular attention to causal analysis. Yet at the same time Thucydides’ influence seems to operate at a very general level: Walbank, for instance, argued that Polybius’ own narrative of Roman expansion is at odds with the model of hard Thucydidean realism that he applied in his analysis.2 And some scholars have even doubted that Polybius had much, if any, first‐hand knowledge of Thucydides.3 He may write (in Peter Derow's formulation) as a ‘pro’ with a large ‘bibliography’,4 but he makes only one explicit reference to Thucydides in the extant portions of his work.5 Unlike some later historians, he does not consciously adopt Thucydidean phraseology. He also differs from Thucydides in his extremely overt narratorial style. Polybius’ apparent indifference to Thucydides is thought in turn to derive from his hostility to the democratic world of Periclean Athens—itself part of a broader lack of interest in fifth‐century Greece by contrast with the new configuration of the Greek world after Sparta's defeat at Leuctra and the growth of Macedonian power under Philip II and Alexander.6

I will argue in this chapter that Polybius engaged with Thucydides in a far more extensive and suggestive way than has been appreciated. My focus here will be on a particularly rich set of correspondences between two sections of Polybius (his account of the First Punic War and his analysis of the Roman constitution) and two sections of Thucydides (his analysis of the causes of the Peloponnesian War and his account of Athens’ doomed invasion of Sicily); I will also argue that Polybius picks up Thucydides’ broader depiction (in both speech and narrative) of the Athenian and Spartan characters. By exploring these various intertexts, I hope to offer a new way of understanding Polybius’ portrayal of Roman expansionism—a topic that was central to the scholarly interests of Peter Derow. I start, however, with some more general remarks on the level of Polybius’ knowledge of Thucydides.

In a long excursus on the art of the commander in his ninth book, Polybius includes an example drawn from Athens’ invasion of Sicily—Nicias’ failure to withdraw from Syracuse following a lunar eclipse: ‘Thanks to this it came about that, when he started the next day, the enemy had obtained information of his intention, and army and generals alike fell into the hands of the Syracusans’ (9.19.1–4).7 Polybius here follows Thucydides’ criticism of Nicias’ reliance on seers (7.50.4). But he has also telescoped the sequence of events in Thucydides’ account, where there is a considerable gap (including two further sea‐battles) between the eclipse and the start of the Athenian retreat. Polybius’ mistake may strengthen his critique of superstition—but what does it imply about his knowledge of Thucydides? Rather than assuming ignorance of Thucydides, it seems better to posit a simple slip:8 the delay of a single day that Polybius places after the eclipse may be a mistaken recollection of the delay of a single day that Thucydides places after the final sea‐battle (7.74.1). Polybius is careless, but his carelessness does at least lie in his collapsing together two separate Athenian delays in Thucydides.

Polybius’ gaffe about Nicias can in any case be set against an apparently clear echo of Thucydides. In his third book, Polybius concludes his long analysis of the causes of the Second Punic War by discussing the importance of causation for historical writing: without an analysis of causation, ‘what is left is a show‐piece but not a lesson, and though it may please for the moment it is of no possible use for the future’ (3.31.13). Polybius is generally thought to be alluding to Thucydides’ famous pronouncement on why his work may be judged ‘useful’: ‘It may be that the lack of a romantic element in my history will make it less of a pleasure to the ear…It was composed as a permanent legacy, not a show‐piece for immediate hearing’ (1.22.4).9 While Polybius expresses the utility/pleasure opposition in several other passages,10 it is here that his words are closest to Thucydides’. But even this passage could be taken as a sign only of Polybius’ particular awareness of Thucydides’ methodological passages.11 And some scholars have argued that Polybius’ remarks are a commonplace and not derived directly from Thucydides at all.12

Support for a sceptical position has been found in a passage where Polybius fails to seize an opportunity to mention Thucydides. In his twelfth book, which is devoted to a discussion of historical writing, Polybius criticizes Timaeus’ version of Hermocrates’ speech at Gela in 424 bc (12.25) without mentioning that Thucydides had also written a version of that speech. Like the mistake about Nicias, however, this silence need not imply ignorance of the relevant part of Thucydides. Polybius follows typical ancient rhetorical techniques when he combats Timaeus with arguments from probability;13 he presumably also recalled that Thucydides had admitted to some freedom in the composition of speeches (1.22.1).14

The question of how much Polybius had read Thucydides is ultimately unanswerable. If previous scholarship has laid particular stress on links between the two historians’ methodological remarks, that is because most historiographical research on Polybius has concentrated on those sections rather than on the narrative. The links proposed in this chapter will provide a more positive basis for assessing Polybius’ knowledge of Thucydides—though they still leave open the possibility that Thucydidean material could come from Polybius’ sources for the First Punic War (for instance Philinus, who, like Thucydides, began his account of his war at the start of his second book (Polyb. 1.15.1), and who may also have dated war‐years in the Thucydidean manner (cf. Polyb. 1.41.4, 56.2)). But my analysis aims in any case to shift attention away from the extent of Polybius’ reading to the question of how Thucydides was used.

Polybius’ account of the First Punic War is placed at the start of his two introductory books, which fill in the background to the period of Rome's rise to global power. Central to his analysis of the causes of the war is a passage where he recounts embassies sent to both Carthage and Rome by the Mamertines, a group of mercenaries who have seized control of Messene but are now being hard pressed by Hieron of Syracuse. Rather than focusing on the embassy to Carthage, Polybius describes at some length the response to the embassy sent to Rome:

The Romans were long in doubt.…they saw that Carthaginian aggrandisem*nt was not confined to Libya, but had embraced many districts in Iberia as well; and that Carthage was, besides, mistress of all the islands in the Sardinian and Tyrrhenian seas: they were beginning, therefore, to be exceedingly anxious lest, if the Carthaginians became masters of Sicily also, they should find them very dangerous and formidable neighbours, surrounding them as they would on every side, and occupying a position which commanded all the coasts of Italy.…The Romans felt that it was absolutely necessary not to let Messene slip, or allow the Carthaginians to secure what would be like a bridge to enable them to cross into Italy. In spite of protracted deliberations, the conflict of motives proved too strong, after all, to allow of the senate coming to any decision; for the inconsistency of aiding the Mamertines15 appeared to them to be evenly balanced by the advantages to be gained by doing so. (1.10.3–11.1)

As it turns out, when the Romans do make their minds up, the Carthaginians are ‘already in possession of the citadel’ of Messene (1.11.4). The Romans’ fears for their future seem justified.

Polybius’ account of the escalation that led to the First Punic War compresses three stages in Thucydides’ account of the escalation that led to the Peloponnesian War. Thucydides began by describing a civil dispute in Epidamnus; this dispute then led to conflict between Corcyra and Corinth after an Epidamnian supplication was first refused by Corcyra, then accepted by Corinth; finally, the Corinthian decision to help Epidamnus led to conflict between Athens and Sparta after a Corcyraean appeal for help was accepted by Athens. The same three stages appear in Polybius. First, Polybius makes the Mamertines appeal to the Romans, their kinsmen (1.10.2), just as Thucydides makes the Epidamnians appeal to Corcyra, their mother‐city. Secondly, by a neat short‐circuit, Polybius has the Mamertines appeal to both Carthage and Rome at the same time, while Thucydides has the Epidamnians turn to Corinth only when the Corcyraeans reject them. Thirdly, in Polybius the Mamertine appeal to Carthage prompts the Romans into action through fear of the growth of Carthaginian power, just as in Thucydides Corinth's acceptance of Epidamnus makes Corcyra seek an alliance with Athens, and Athens’ acceptance of that alliance is part of the process of expansion that frightens the Spartans into war (1.23.6, 88).

In both Thucydides and Polybius the process of escalation is also marked by one pointed delay. Thucydides reports that the Athenians held two assemblies over the Corcyraean alliance: at the first they gave some weight to the Corinthians’ moral objections, but at the second they were swayed by a perception that Corcyra would be useful in the coming war against the Peloponnesians (1.44). Polybius similarly reports that the Romans had ‘protracted deliberations’ in response to the Mamertine embassy as they weighed up the claims of justice and expediency (1.11.1). Historians have generally discussed this delay in terms of internal Roman politics (in particular, the relative importance of the senate and the comitia in dealing with international affairs at this date).16 But the delay can also be read as an allusion back to Thucydides, highlighting the fact that both the Athenians and Romans are faced by a conflict between claims of conventional morality and self‐interest and that both are guided by their perception of necessity to take steps that cause an expansion of the conflict.17 The general link between the account of their deliberations is strengthened by one close parallel in phrasing: just as Polybius writes that the Romans were determined ‘not to let Messene slip’ (μὴ προέσθαι, 1.10.9), so too Thucydides writes that the Athenians were determined ‘not to let Corcyra with its powerful navy slip to Corinth’ (μὴ προέσθαι, 1.44.2).18

Polybius’ sketch of the Romans’ fear of the growth of Carthaginian power links not just with Thucydides’ account of the development of Athenian power in the run‐up to the Peloponnesian War, but also with claims about the Athenians’ plans for the future made by the exiled Alcibiades in a speech at Sparta. While Polybius claims that the Romans fear Carthaginian expansion first in Sicily and then in Italy (1.10.5), Thucydides makes Alcibiades claim that the Athenians have similar ambitions: ‘We sailed to Sicily intending first of all to subdue the Sicilian Greeks, if that could be done; then to move on to a like subjugation of the Greeks in Italy; and finally to make an attempt on Carthaginian empire and Carthage itself’ (6.90.2).19 This intertext seems to support the common assumption that the source for Polybius’ account of the Roman deliberations was the strongly apologetic Roman historian Fabius Pictor. Thucydides’ whole account of the Athenians’ ambitions in the West marks them as rash and overambitious—and ultimately they suffer a disastrous defeat. By analogy with Thucydides’ Athenians, Polybius’ Carthaginians (at least as the Romans perceive them) are also cast as greedy and doomed to defeat.

And yet the Alcibiades intertext may itself hint that Polybius’ account reflects Roman apologia. Alcibiades’ speech at Sparta is by no means a neutral account. His sketch of Athens’ ambitions in the West was meant to persuade Sparta to send help to Syracuse. It suits his rhetorical purpose to offer an exaggerated image of Athenian desires, projecting onto the Athenians as a whole plans which Thucydides has earlier associated only with Alcibiades himself (6.15.2). Alcibiades’ exaggerated presentation of Athens’ ambitions undermines the authority of the Roman perceptions of Carthage. It hints that the Romans exaggerated the scope of Carthaginian ambitions in order to justify to themselves their own morally dubious intervention in Sicily.

Polybius’ allusion to Alcibiades’ speech becomes still more interesting if one reads how Alcibiades’ argument advances: ‘If all or most of this succeeded, our plan was then to attack the Peloponnese. We would bring with us this entire additional force of overseas Greeks, as well as hiring a large number of barbarians, including Iberians and others who are at the present time acknowledged to be the best fighters in that part of the world; we would use the plentiful timber in Italy to build many further triremes; with our fleet thus augmented we could effectively encircle (πέριξ πολιορκοῦντες) the Peloponnese…and we could then go on to dominate the entire Greek world’ (6.90.3). Alcibiades’ threat that the Spartans may find themselves encircled is picked up in the Romans’ fear that the Carthaginians may ‘surround them…on every side’ (κύκλῳ…περιέχοντες)—and again the echo hints that their fear may be exaggerated. More striking is Alcibiades’ suggestion that Athens views the West as a region abundant in timber and in warlike barbarians whose conquest will be a springboard to conquest in central Greece. For Polybius, by contrast, the West can no longer be conceived as a distant land of natural abundance. Sicily is now the arena of conflict between two western powers, Carthage and Rome—and for the victor trained in the toils of war there is the prospect of expansion in the eastern Mediterranean and beyond.

We have seen, then, that Polybius’ use of Thucydides opens up his account of Roman deliberations to very different sorts of reading. It implicitly maps the Roman–Carthaginian conflict in space and time against Thucydides’ presentation of Athens’ western interests. At the same time, the ambiguity in Polybius’ account of Roman planning before the First Punic War casts the opening narrative as programmatic: one of his strategies in approaching Roman imperialism was to create the possibility of opposed readings from Roman and Greek perspectives.20 As we shall now see, this richly dialogic use of Thucydides is maintained when Polybius turns to the narrative of the war itself.

For Thucydides, the Athenian disaster in Sicily was the greatest event in the Peloponnesian War and indeed in Greek history as a whole (7.87.5). And one of the motifs within the narrative that justifies that assessment is the element of the unexpected. The Athenian enterprise in invading Sicily is viewed as ‘incredible’ (6.31.1: ἄπιστον); their perseverance even after the Spartan occupation of Decelea again takes the Greeks by surprise, particularly when measured against the expectation of a quick defeat for Athens at the start of the war (7.28.3: παράλογον τοσοῦτον); and the Athenians themselves are greatly surprised by Syracuse's naval resistance (7.55.1: παράλογος…μέγας). The greatness of the Sicilian expedition is further emphasized by Thucydides’ focus on emotional upheaval and shifts of confidence: the dismay felt by the Syracusans when Athenian reinforcements arrive by contrast with the Athenians’ renewed confidence (7.42.2: κατάπληξις versus ῥώμη), the gloom in the Athenian troops as they wretchedly retreat on foot from a city to which they had sailed in splendour (7.75.6–7).

The same motifs that run through Thucydides’ account of the Athenian invasion of Sicily are central to Polybius’ presentation of the First Punic War. Like Thucydides, Polybius uses the structuring opposition of land‐ and sea‐fighting.21 He also frequently gestures towards Thucydides’ account of naval tactics. When he describes, for instance, the slower Romans using ‘ravens’ to restrict the movement of the swifter and more experienced Carthaginian fleet (1.22), he recalls Thucydides’ account of the slower Syracusans using ‘iron hands’ (7.65.2) to restrict the movement of the swifter and more experienced Athenian fleet. Polybius keeps up the Thucydidean overtones in his description of the first sea‐battle—which ‘eventually became exactly like a land fight’ (παραπλήσιον…πεζομαχίας, 1.23.7), just like the naval battles Thucydides describes at Sybota (1.49.2), Pylos (4.14.3), and Syracuse (7.62.2, 4).22 Polybius also describes how, in a battle off Drepana much later in the war, the heavy Roman ships with their inexperienced crews are unable to engage in the complex manoeuvre known as the diekplous (1.51.9)—the Athenian speciality that was denied them in the confines of the harbour at Syracuse.23 But the conditions off Drepana are in due course reversed in the conclusive battle of the Aegates islands, with the Romans now playing the naval role that had previously belonged to Carthage (6.61.2).24

Polybius also uses language found in Thucydides’ Sicilian narrative to emphasize the shifting fortunes experienced by both sides during the long war. Particularly common are the unexpected shifts that, as we have seen, are highlighted in Thucydides: a Carthaginian general has two close and ‘unexpected’ escapes in quick succession (1.21.11, 23.7: ἀνελπίστως);25 the Roman victory off Mylae makes good their hopes at sea ‘unexpectedly’ (1.24.1: παραδόξως);26 later they suffer the ‘unexpected’ destruction of two fleets in a storm (1.54.8: παραλόγως), but recover with a final push at sea that upsets Carthaginian expectations (1.60.1: παρὰ τὴν ὑπόνοιαν) and leads to their similarly ‘unexpected’ (1.62.1: ἀπροσδοκήτως)27 final defeat at the Aegates islands. The emotions experienced by participants amidst these extraordinary shifts of fortune are another theme shared by the two historians: they both use the vocabulary of shock and awe and focus on swings of confidence.28 And while much of this vocabulary is typical of emotive historical writing, the clustering of one verb for increased confidence (the passive of ἐπιρρώννυμι) is unmatched in extant Greek literature (Polyb. 1.24.1, 28.8, 41.2; Thuc. 6.93.1, 7.2.2, 7.4, 17.3).29

Polybius’ narrative also recalls (with crucial differences) Thucydidean sequences. Early in the First Punic War a Carthaginian general was able to escape from Acragas with his troops because the joyful Romans had relaxed their guard (Polyb. 1.19.12). The Syracusan Hermocrates, by contrast, used a trick to stop the Athenians withdrawing after the final battle in the harbour, when the other Syracusans had taken to drink (Thuc. 7.73–4). Later in the First Punic War, after the Romans have taken the war to Libya, a single Spartan, Xanthippus, reversed Carthage's misfortunes (Polyb. 1.32–5)—just as the Spartan Gylippus reversed Syracuse's misfortunes (Thuc. 7.2).30 In both cases, moreover, the Spartan general attributed defeats in previous battles to their having been fought in confined spaces unsuitable for elephants or cavalry, and then won a victory on better terrain (Polyb. 1.32.2–4, Thuc. 7.5.3—the difference is that Gylippus himself had been responsible for the previous defeat). The two Thucydidean parallels appear to bode well for Carthage. But then the crucial difference: Xanthippus soon abandoned the Carthaginian cause so as to avoid jealousy and slander (1.36.2–3).

Thucydides is even more strongly in view as Polybius draws his account of the First Punic War to an end: ‘It was at once the longest, most continuous, and most severely contested war known to us in history’ (1.63.4). Polybius’ focus on the continuity and length of the war recalls Thucydides’ criteria for judging the greatness of the Peloponnesian War (1.23).31 This strongly Thucydidean close is reinforced by an explicit comparison between the navies that fought in the First Punic War and those from the Persian and Peloponnesian Wars (1.63.8). The Thucydidean note then continues as Polybius sketches how the Carthaginians move straight from the war against Rome to fighting their own mercenaries:

The issue at stake was the bare existence of themselves and their county. Besides, the many battles in which they had been engaged at sea had naturally left them ill supplied with arms, sailors, and vessels. They had no store of provisions ready, and no expectation whatever of external assistance from friends or allies. (1.71.5–6)

The model for this description is Thucydides’ account of Athens’ position after the defeat in Sicily:

The burden of loss lay heavy on individual families and on the city at large—so many hoplites gone, so many cavalrymen, such a swathe of youth and no replacement to be seen. And when at the same time they could not see an adequate number of ships in the docks, adequate funds in the treasury, or an adequate supply of officers for the ships, they despaired of surviving the situation as it was. (8.1.2)

In both passages, a country has moved from expansionist ambitions to fear for its own future, and the lack of resources that now endangers the country's continued survival is emphasized by a string of negatives.

Polybius’ frequent engagement with Thucydides’ Sicilian narrative is not mere literary play. Thucydides’ ‘greatest Hellenic event’ (7.87.5) is figuratively subsumed within an even greater conflict, enabling the careful reader to draw lessons from the repetitive patterns of history. The pattern of echoes also, as we have seen, makes an implied comment on the changing spatial significance of Sicily: the island has shifted from being subjected to attack by the leading naval city in the Aegean to being the main arena for a long conflict between the two great powers in the West. As an implicit reflection on spatial and temporal configurations, Polybius’ interaction with Thucydides looks back to Thucydides’ own modelling of his Sicilian narrative on Herodotus’ account of the Persian Wars,32 and also to another narrative configuration that Thucydides implicitly rejects—the parallelism between the Athenian‐ and Spartan‐led resistance to Persia in the Aegean and the Syracusan‐led resistance to Carthage in the West.33 Indeed, Polybius may not have been the first historian to transfer Thucydidean patterning to the West. The account of the Carthaginian defeat at Himera in 480 bc found in Diodorus (11.23–4) is modelled on Thucydides’ account of the Athenian defeat in Sicily and the subsequent position in Athens (7.87–8.1),34 and while Diodorus himself wrote a century after Polybius, he may have drawn the Thucydidean echo from an earlier historian such as Timaeus, Ephorus, or Philistus (a renowned imitator of Thucydides).35

The practice of using Thucydides’ account of Athens’ Sicilian catastrophe as a way of comparing different disasters is given a twist later in Polybius’ Histories. When he comes to the Roman defeat at Cannae in 216 bc, he describes how the Romans overcame their initial surprise and ‘prepared everything on every side with energy’—‘for the Romans are most to be feared, collectively and individually, when true fear surrounds them’ (3.75.8: πάντα δὲ καὶ πανταχόθεν ἐνεργῶς ἡτοίμαζον. τότε γάρ εἰσι φοβερώτατοι Ῥωμαῖοι καὶ κοινῇ καὶ κατ’ ἰδίαν, ὅταν αὐτοὺς περιστῇ φόβος ἀληθινός). Here too a strong verbal echo brings out how the Roman response contrasts with the Athenians’ immediate feeling of hopelessness after the disaster in Sicily: ‘On every side everything was giving them pain and fear surrounded them’ (πάντα δὲ πανταχόθεν αὐτοὺς ἐλύπει τε καὶ περιειστήκει…φόβος, 8.1.2).36 Though Thucydides’ Athenians do soon bounce back (8.1.4: ‘As tends to happen in a democracy, the people were ready to embrace any form of discipline in the panic of the moment, and they proceeded to implement the decisions they had taken’), Polybius suggests that the Romans’ distinctive national character enables them to surpass the Athenian resilience portrayed by Thucydides.

It may still seem that importing Thucydides’ Sicilian narrative into the Second Punic War dilutes the strong spatial patterning I have suggested for the First Punic War. This interpretative move threatens to strip the Thucydidean echoes of their power, making them stock material to be recycled for one war after another. And this threat may well seem greater if Polybius lies behind some of the allusions to Thucydides (above all to the Sicilian expedition) in Livy's account of the Second Punic War.37 Nonetheless, Polybius’ use of Thucydides to illustrate what is distinctive about the Roman character should be read not as mindless repetition, but as a thoughtful continuation of a pattern that is already found in the account of the First Punic War and taken further in the analysis of the Roman constitution in book 6. It is to this pattern that we now turn.

Polybius justifies the attention he devotes to the First Punic War in part by the fact that it served to illustrate the ‘national characteristics and resources’ of Rome and Carthage at a time when ‘their institutions were as yet in their original integrity’ (1.13.12–13). He picks up this theme when, several years into the war, the Romans suffer a disaster in a storm off the south coast of Sicily, losing 266 ships in all. While emphasizing the magnitude of the disaster (‘no greater catastrophe is to be found in all history as befalling a fleet at one time’, 1.37.3), he goes on to blame not fortune but the lack of judgement of the Roman commanders—which is itself a reflection of the Roman character: ‘it is a peculiarity of the Roman people as a whole to treat everything as a question of force; to consider that they must of course accomplish whatever they have proposed to themselves; and that nothing is impossible that they have once determined upon’ (1.37.7). Polybius here looks back to a famous passage in Thucydides where Corinthian speakers oppose the slow and steady Spartans to the swift and daring Athenians: ‘If they set an aim and fail to achieve it, they take that as a personal loss: if they succeed and make a gain, they regard this as only a minor achievement compared with what comes next.…For them, uniquely, in any project hoping and having are the same thing’ (1.70.7).

The Thucydidean colouring continues as Polybius reflects on how this rashness was the cause of their naval misfortunes: ‘This is what they experienced on the present occasion: they have often experienced it since and will continue to do so, until they correct this fault of daring and force which makes them think that any season of the year admits of sailing as well as marching’ (1.37.10). The term ‘daring’ (τόλμα) is a repeated characteristic of Polybius’ Romans—and another strong point of contact with Thucydides’ Athenians (the Corinthians call them ‘daring beyond their power’, παρὰ δύναμιν τολμηταί: 1.70.3).38 More pointed still is Polybius’ appeal to the idea of recurrence, which looks back to Thucydides’ claim that his account will be found useful by those ‘who will want to have a clear understanding of what happened—and, such is the human condition, will happen again at some time in the same or a similar pattern’ (1.22.4); and again to his account of the ills of civil war: ‘it happened then and will for ever continue to happen, as long as human nature remains the same’ (3.82.2). The generality of Thucydides’ comments contrasts with the precise advice given to the Romans. That advice has itself troubled some scholars, who question its relevance for Polybius’ own day.39 But we can also see Polybius as offering a definition of the Romans precisely by virtue of the specific advice he offers them: this is the sort of the advice that the practical Romans might be thought liable to heed. At the same time, he fashions his own identity as a historian who offers more practical advice than Thucydides: the difference in their qualifying ἕως ἄν phrases (‘as long as human nature remains the same’ / ‘until they correct this fault of daring.’) sums up the difference between the outlooks of the two historians.

Thucydides’ analysis of national character is further evoked in Polybius’ account of how the Romans were able to overcome their deficiencies at sea. In his account of the Roman constitution in book 6, Polybius writes that the Carthaginians’ greater naval preparations were ‘only natural with a people with whom it has been traditional (πάτριον) for many generations to practise this skill (ἐμπειρίαν)’ (6.52.1); but while ‘in skill (ἐμπειρίαν) the Romans are much behind the Carthaginians…the upshot of the whole naval war has been a decided triumph for the Romans, owing to the valour of their men. For although nautical science contributes largely to success in sea‐fights, still it is the marines’ strength of spirit (εὐψυχία) that turns the scale most decisively in favour of victory’ (6.52.8–9). Polybius’ comment on Carthage reverses a comment on Athens that Thucydides attributes to the Syracusan Hermocrates as he encourages his countrymen to press on with the war at sea: ‘there was nothing traditional (πάτριον) or permanent about the Athenians’ skill (ἐμπειρίαν) at sea’ (7.21.3).40 The contrast in the thoughts puts even more emphasis on the means through which the Romans do manage to surpass the Carthaginians: bravery.

Still more striking is the way Polybius’ analysis of the Roman effort at sea picks up Thucydides’ comment on the Spartans’ efforts on land in the battle of Mantinea. While Polybius wrote that Roman spirit made up for failings in skill by sea, Thucydides claimed that ‘despite this complete failure of professional skill (ἐμπειρία) the Spartans then gave a remarkable demonstration of their ability to win the day by courage alone (ἀνδρεία)’ (5.72.2). Thucydides’ comment has itself been surprising to commentators: whether he is using ἐμπειρία to mean ‘skill’ or ‘experience’, it is not altogether clear that the Spartans have been short of either. Perhaps Polybius too was surprised by it: he choose to apply Thucydides’ analysis of the Spartans’ performance on land to the Romans’ performance at sea. At the same time, he echoes a speech that Thucydides gives to the Peloponnesian commanders before a sea‐battle off Naupactus: ‘your relative lack of experience is outweighed by your superior bravery. Take the Athenians’ expertise, which is what you fear most. True, if expertise is accompanied by courage, in a dire situation it will remember and apply its training, but without strength of spirit (εὐψυχίας) no skill is proof against the dangers of battle’ (2.87.4). Yet in Thucydides that comment is disproved by the ensuing narrative—a paradigmatic demonstration of the value of the Athenians’ naval skill. The fact that the Peloponnesians’ discredited generalization holds true for Polybius’ Romans brings out the same shift we earlier observed in the character of naval warfare: naval skill counts for less when sea‐battles are like land‐battles.41

Polybius’ focus on Roman character in book 6 picks up a theme adumbrated in the earlier narrative. In one of the first engagements of the war, a Carthaginian attack on Roman forces at the start of the siege of Acragas looks likely to be successful until the Romans put up a stout resistance owing to the death penalty set for deserters. Polybius concludes that ‘the difference (διαφορά) in their institutions saved the Roman fortunes, as it had often done before’ (1.17.11). The comment that the Romans survive because they are different from everyone else echoes Thucydides’ comment on the Spartans’ failure to exploit the opportunity offered by the revolt of Euboea in 411 bc: ‘Not for the first time (there had been many other examples) the Spartans showed themselves, of all possible enemies, the ideal opponents in a war fought by the Athenians. The fact that they were so different (διάφοροι) in national character (the Athenians quick and enterprising, the Spartans slow and unadventurous) gave a particular advantage to the Athenians as a naval power’ (8.96.5). That is, the Athenians survive because they are different from the Spartans, the Romans because they are different from everyone else. And the Romans are different from everyone else because they combine the best of the Athenian and Spartan characters. They display a Spartan constancy at the same time as an Athenian daring.

But the Roman daring in taking to the sea carries with it the danger of corruption. Athenian naval power depends on democracy and is threatened by instability. It is a threat that Polybius addresses when he turns to describe the Athenian constitution—with the help of an appropriately naval image:

The Athenian dēmos is always in the position of a ship without a commander. In such a ship, if fear of the enemy, or the occurrence of a storm induce the crew to be of one mind and to obey the helmsman, everything goes well; but if they recover from this fear, and begin to treat their officers with contempt, and to quarrel with each other because they are no longer all of one mind…their discord and quarrels make a sorry show to onlookers; and the position of affairs is full of risk to those on board engaged on the same voyage: and the result has often been that, after escaping the dangers of the widest seas, and the most violent storms, they wreck their ship in harbour and close to shore. And this is what has often happened to the Athenian constitution. (6.44.3–8)

While the metaphor of the ungovernable ship is traditional,42 Polybius’ depiction of the ship entering a harbour and being viewed by spectators irresistibly brings to mind Thucydides’ account of the onlookers on the shore in the final battle in the great Harbour at Syracuse—a famous description echoed by many later writers.43 The word Polybius uses for the instability of the Athenian democracy (ἀνωμαλία) even picks up Thucydides’ account of the ups and downs of the battle: ‘owing to the varied nature of the sea‐battle (τὸ 〈ἀνώμαλον〉 τῆς ναυμαχίας), inevitably the men lining the shore had varying (ἀνώμαλον) perspectives’ (7.71.2). Polybius archly recasts Thucydides’ stirring narrative as metaphor: the twists and turns of the battle in the harbour of Syracuse become a figure for the unruliness of the Athenian democracy whose final defeat is being proleptically enacted.

I have tried to show that Polybius exploited Thucydides with verve and acumen, deepening his analysis of the process of Roman expansionism and the character that drove it and enabled them to bounce back from reverses on both land and sea. If the picture of Polybius I have presented holds any weight, then that is not least because one argument often proposed for Polybius’ lack of interest in Thucydides can be turned on its head. It is precisely the lack of relevance of fifth‐century Athens to the world of Polybius that gave him the freedom to use Thucydides’ historical analysis without becoming embroiled in the problems of partisanship that beset his explicit engagement with other historians. And if my portrayal of Polybius’ strong ‘Thucydidization’44 extends to the narrative the Thucydidean reading of human nature that Walbank saw in his passages of analysis, then I hope that this would have met with Peter Derow's approval: for it was the great achievement of his most exhilarating article on Polybius to reveal with both passion and humanity the deeper consistency that runs through Polybius’ analysis and narrative.45

Notes

1

Derow (1995) 50–1. It was my great good fortune to be taught by Peter for ‘Roman 1’ for two terms in 1990: this is a small offering to his memory.

2

See Walbank (1963) esp. 11 n. 82 for the memorable typo Thucydide et l'imperialisme romain. For more general remarks see e.g. Walbank (1972) 40–3, esp. 40: ‘Polybius stands for a return to the aims and methods of Thucydides’; also Mioni (1949) 127–31; Ziegler (1952) 1522–4; Ziegler (1955‐6); Walbank (1985) 250–3; Lehmann (1989–90) 72–4; McGing (2010) 58–61.

3

e.g. Bury (1909) 210; Pédech (1969‐95) 1. xli–xlii.

4

Derow (1994) 84.

5

8.11.3, on Theopompus as a continuator of Thucydides.

6

For Polybius’ historical outlook, see Momigliano (1977) 69 (‘fifth‐century Athens was to him a distant, unattractively democratic world’—though he also stresses that ‘he knew his historians, especially Thucydides’); Millar (1987) and Walbank (2002) 189 offer less extreme formulations.

7

Translations from Polybius are based on Shuckburgh (1889).

8

Lack of knowledge: Pédech (1964) 95 n. 185. Contra: Walbank, HCP ad loc.; Lehmann (1989–90) 73 n. 19.

9

Note the repetition of ἀγώνισμα; τέρπει ~ ἀτερπέστερον; ὠφελεῖ ~ ὠφέλιμα; also Polybius’ παραυτίκα for παραχρῆμα, which was less common in later prose (and glossed with παραυτίκα by Hesychius). Cf. Meyer (1924) 2.343 n. 2; Lorenz (1931) 9; Strebel (1935) 23 (this is the only passage in Polybius cited in a thesis on the reception of Thucydides in antiquity); Gigante (1951) 41; Ziegler (1955‐6) 164; Walbank, HCP 1.359, (1972) 41, (2002) 188, 234 n. 18; fuller analysis in Moles (1999) and Rood (2004) 159, (2007) 152. Translations from Thucydides are based on Hammond (2009).

10

See 1.4.11; 2.56.11 (Walbank, HCP 1.359, (1972) 41, (1985) 250; Vernant (1982) 191; Wiedemann (1990) 289); 3.57.8 (Ziegler (1952) 1503, (1955–6) 164, contrast Walbank, HCP 1.359, (1985) 250 n. 56); 9.2 (Champion (2004a) 19 n. 19).

11

Cf. Hornblower (1994a) 60–1, (1995) 59.

12

Thus Gelzer (1962–4) 3.160 (post‐Thucydidean source); cf. Sacks (1981) 186 n. 35 (unproven).

13

Cf. Walbank (1985) 269. For other discussions, see Gomme, Andrewes, and Dover (1945–81) 3.523; Jacoby on FGrH 566 F 22 n. 213 b; Pearson (1986) 358–9; Lehmann (1989–90) 72–3; Hornblower (1994a) 60–1, (1995) 47 n. 1, 59, (1991–2008) 2.21, 220.

14

Polybius’ own statement on writing speeches at 12.25b seems to recall and perhaps criticize this passage: see Derow (1982) 530; Momigliano (1990) 47 (‘an implicit criticism of the obviously invented speeches of Thucydides’); Hornblower (1995) 61; Nicolai (1999) 283–4; Marincola (2007) 123.

15

Polybius earlier explains that the Mamertines had committed an act of treachery similar to one for which the Romans had punished some of their own soldiers.

16

See Walbank, HCP ad loc.

17

The necessity motif is overt in Polybius (ἀναγκαῖον, 1.10.9), implicit in Thucydides (the perception at 1.44.2 that the war will happen anyway picks up the necessity motif at 1.23.6).

18

Though rarer in early prose (1.36.3, from the Corcyraean speech, is the only other instance in Thucydides), this phrase is not uncommon in later prose: Polybius uses it again at 1.45.11, 4.80.4, 7.4.8, 27.15.15, and in Plutarch's Lives, for instance, it is found thirteen times.

19

Cf. Ruschenbusch (1984).

20

See esp. Champion (2004a). Note also how the bridge metaphor applied to the Carthaginians by the Romans at 1.10.9 (with its sinister hint of Xerxes’ bridging of the Hellespont) can also be turned against the Romans. See McGing this volume for further discussion of Polybian allusions to Xerxes’ bridge.

21

Key passages for the articulation of the land/sea opposition are: 1.11.11 (Carthaginian control on land and sea around Messene); 1.16.7, 1.20.5 (Carthaginian thalassocracy); 1.20.8 (Romans taking to the sea); 1.25.5 (both sides ‘clinging to affairs at sea’ (ἀντέχεσθαι—evoking Thuc. 1.13.1 and esp. 1.93.4, Themistocles’ advice that the Athenians should cling (ἀνθεκτέα) to the sea)); 1.31.1, 4; 1.39.7–8, 14 (Romans renounce, then once more turn to, the sea); 40.16 (Roman recovery on land); 1.41.2, 1.55.2 (Romans abandoning sea); 1.59.2 (Romans taking to the sea for the third time); 1.62.2 (Roman thalassocracy).

22

Cf. also 2.89.8. For the topos, cf. Pelling (1988) 283 on Plut. Ant. 66.3, noting that ‘by now most sea‐battles were like this’, and listing Polybius among those authors who use the topos ‘less thoughtfully’. Further Thucydidean vocabulary in this battle is ταχυναυτεῖν (‘sail swiftly’) at 1.23.9, cf. Thuc. 6.31.3, 34.5 (8 of the 11 uses in extant parts of Polybius are from the First Punic War narrative; in extant works between Thucydides and Polybius the verb only appears at Aeschines 3.97, 222).

23

Thuc. 7.36.4, 70.4, cf. 1.49.3 for Sybota, 2.83.5, 2.89.5 for Naupactus. Cf. also Polybius’ use of ἰσόρροπος (‘evenly balanced’) for the opening stage of the battle with Thuc. 7.71.1.

24

Rather as Thucydides constructs the final battle at Syracuse as a reversal of Pylos (7.71.7). Walbank (1945) 11 (drawing on Diod. 24.1.5, 11.1) argues that Polybius draws the idea of reversal from Philinus.

25

Cf. 1.39.4 (also παρ’ ἐλπίδα at 1.36.5); for the adjectival form, cf. Thuc. 6.17.8, 33.4, 33.6, 34.2, 69.3, 7.4.4, 47.2, 71.7, 8.1.2 (though sometimes in the sense ‘without hope’ rather than ‘unexpected’).

26

This word is particularly frequent in Polybius: cf. 1.20.13, 21.11, 24.1, 25.3, 28.9, 32.8, 34.11, 44.5, 59.9, 61.7.

27

For this word, cf. Thuc. 6.69.1, 7.21.4, 39.2, 46.

28

e.g. ἔκπληξις and κατάπληξις and cognate verbs and adjectives (found more than twenty times in Thuc. 6–7 and almost twenty times in Polyb. 1.13–64—though these forms are very common throughout his work).

29

Thucydides also has ἀναρρωσθέντες at 7.46 and the basic noun ῥώμη at 6.31.1, 7.42.2.

30

Cf. McGing (2010) 60.

31

Rood (2007) 152; see also Lorenz (1931) 96 n. 178; Walbank, HCP 1.129; Champion (2004a) 105 n. 11; Ambaglio (2005) 211 (arguing that Polybius drew on Philinus, cf. Klotz (1952) 326). Note also the dismissal of those who ‘marvel at’ (θαυμάζοντας) earlier sea‐battles—recalling the rhetoric of Thuc. 1.21.2.

32

Cf. Rood (1999).

33

See Hdt. 7.166 (synchronism of Himera and Salamis); Pind. Pyth. 1.71–80; note also Hieron's staging of Aeschylus’ Persians in Syracuse (schol. Ar. Frogs 1028; Vita Aeschyli 18).

34

Cf. Feeney (2007) 52.

35

On Philistus’ Thucydidean style: Dion. Hal. Pomp. 5; Cic. Q Fr. 2.13.4; and Quint. Inst 10.1.74.

36

Note how Polybius turns πάντα from subject to object. He also evokes the private/public coupling in Thucydides’ next sentence (cited above).

37

See Rodgers (1986). For Polybius as a possible intermediary in Livian allusions, see also Hornblower (1995) 63 n. 73 (though he rightly notes that they can also be attributed directly to Livy).

38

Cf. Lorenz (1931) 46, 98 nn. 202, 206.

39

Laqueur (1938) 2187 (followed by Walbank (1945) 13) argued that it was taken directly from Philinus.

40

The only two instances of the collocation of the words πάτριος and ἐμπειρία in extant Greek literature, according to the TLG.

41

Lendon (1999) 306 notes that this judgement goes against the focus on tactics in the earlier narrative.

42

Cf. Walbank, HCP ad loc.

43

Cf. also Polyb. 1.44.4–5, 3.43.7–8, 18.25.1 (Walbank, HCP 1.109; Hornblower (1991–2008) 3.698).

44

The phrase coined by Derow (1995) 31 in reference to recent readings of Herodotus; in relation to Polybius, the warnings of Clarke (1999b) 66, 74 on viewing later historians as exclusively ‘Herodotean’ or ‘Thucydidean’ must be borne in mind.

45

Derow (1979).

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3 Polybius, Thucydides, and the First Punic War (2024)

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Who were Polybius and Thucydides and what did they believe? ›

Polybius is often seen as standing in a rather paradoxical relationship with Thucydides. On the one hand, he is widely thought to have modelled his 'pragmatic' style of historiography on Thucydides: both historians expressed a preference for utility over pleasure and paid particular attention to causal analysis.

What were the 3 main results of the Punic Wars? ›

Punic Wars, (264–146 bce), a series of three wars between the Roman Republic and the Carthaginian (Punic) empire, resulting in the destruction of Carthage, the enslavement of its population, and Roman hegemony over the western Mediterranean.

What was the main cause of the Punic Wars according to Polybius? ›

The dissertation contends that Polybius and Livy agree on three causes: the "wrath of the Barcids," revenge for the loss of Sardinia and Corsica, and the success of the Carthaginians in Spain. Livy views the seizure of Saguntum as a cause; Polybius feels this is the beginning of the war rather than an underlying cause.

What was the main cause of the First Punic War group of answer choices? ›

The First Punic War was fought to establish control over the strategic islands of Corsica and Sicily. In 264 the Carthaginians intervened in a dispute between the two principal cities on the Sicilian east coast, Messana and Syracuse, and so established a presence on the island.

What is the main idea of Thucydides? ›

Thucydides was especially interested in the relationship between human intelligence and judgment, Fortune and Necessity, and the idea that history is too irrational and incalculable to predict.

What did Thucydides believe was the real reason for the war? ›

In the first book of his history, participant-observer and historian Thucydides recorded the causes of the Peloponnesian War: "The real cause I consider to be the one which was formally most kept out of sight. The growth of the power of Athens, and the alarm which this inspired in Lacedaemon, made war inevitable."

What was the most important outcome of the 1st Punic war? ›

The First Punic War is generally considered a Roman victory since Rome gained all of Sicily. This is debatable. The losses on both sides were staggering. Polybius calculated that the Romans lost 700 quinqueremes and the Carthaginians 500 to fighting and storms.

Why did Punic war 3 start? ›

In 151 BC Carthage attempted to defend itself against Numidian encroachments and Rome used this as a justification to declare war in 149 BC, starting the Third Punic War. This conflict was fought entirely on Carthage's territories in what is now Tunisia and centred on the siege of Carthage.

Who was Hannibal and what was his role in the Punic Wars? ›

Hannibal (/ˈhænɪbəl/; Punic: 𐤇𐤍𐤁𐤏𐤋, romanized: Ḥannībaʿl; 247 – between 183 and 181 BC) was a Carthaginian general and statesman who commanded the forces of Carthage in their battle against the Roman Republic during the Second Punic War.

Why is polybius important? ›

Polybius's Histories is important not only for being the only Hellenistic historical work to survive in any substantial form, but also for its analysis of constitutional change and the mixed constitution.

Was Polybius alive during the Punic Wars? ›

He was taken in by Publius Cornelius Scipio, a Roman Consul. Polybius was allowed to move around relatively freely in his captive state, leading him to learn about Roman history and travel with Scipio during the Punic Wars, which he recorded in his Histories.

What was the cause for the 1st Punic War who won this war? ›

Definition. The First Punic War (264-241 BCE) was fought between Carthage and Rome largely over control of Sicily. The war was fought on the island, at sea, and in north Africa. Both sides enjoyed victories and suffered near-catastrophic defeats.

What was the major cause of the Punic Wars responses? ›

The First Punic War started because of Sicilian cities siding with Rome and Carthage. The war was fought mostly in Sicily and ended with a Roman victory and control over Sicily. The Second Punic War began when Carthage besieged a Roman allied city in Iberia or modern-day Spain.

Which was a major result of the Punic Wars? ›

The Punic Wars resulted in Rome's ascendancy as the dominant power in the Mediterranean. This was marked by the annexation of Sicily after the First Punic War, victory in the Battle of Zama during the Second Punic War, and the complete destruction of Carthage in the Third Punic War.

What are some facts about the First Punic War? ›

The First Punic War was fought between Carthage and Rome, two former allies who both wanted control of Sicily. A group of mercenaries took over a city in Sicily, drawing both nations into conflict. Rome had a stronger army and Carthage had a stronger navy, but Rome defeated Carthage after 23 years of fighting.

What was Polybius main idea? ›

Polybius attributed much of Rome's success to her customs and constitution, particularly to the system of separation of powers with checks and balances, which he believed kept the Republic strong and uncorrupted. However, he also believed that it is a fact of nature that all nations eventually decline.

What was Polybius known for? ›

Polybius (/pəˈlɪbiəs/; Greek: Πολύβιος, Polýbios; c. 200 – c. 118 BC) was a Greek historian of the middle Hellenistic period. He is noted for his work The Histories, a universal history documenting the rise of Rome in the Mediterranean in the third and second centuries BC.

What is the theory of Polybius? ›

Polybius believed that the political cycle occurred because certain catalysts triggered the three forms of government: kingship, aristocracy, and democracy, to fall into corrupt versions of themselves, tyranny, oligarchy, and mob-rule.

What was Thucydides opinion on democracy? ›

Throughout his account, Thucydides argues that democracy pressures and corrupts military leaders because, if they are to retain their prominent positions, they must prioritize the political considerations over military ones.

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